Client Alert: Maintaining Market Integrity Through COVID-19: Current Guidance and Accommodations from the SEC

In these strange and unprecedented days, public companies, private issuers, and securities industry participants need to know how to effectively comply with their obligations and provide timely and complete information to the SEC, investors, customers, and other stakeholders. But with all of the advice, publications, and news alerts circulating, it is important to have one stop for quickly identifying all of the information, guidance, and assistance the SEC is offering to address historic challenges in our country’s markets.

This alert, which we will update regularly, is designed to provide readers an up-to-date, one‑stop‑shop for what they need to know, where to go to learn more, and who to contact at Thompson & Knight for help and advice.

Last Updated: April 10, 2020